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Net capital rule
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#	Item
281	New Brunswick Investment Management Corporation / Société de gestion des placements NB Counterparty Selection, Monitoring and Approval Guidelines Updated to November 4, 2013 Add to Reading List Source URL: nbimc.com Language: English - Date: 2013-11-07 13:11:12 Finance Financial services United States housing bubble Financial system Financial economics Prime brokerage Net capital rule Best execution Financial regulation Financial markets
282	Testimony of Stephen Luparello Vice Chairman Financial Industry Regulatory Authority Before the Committee on Agriculture U.S. House of Representatives Add to Reading List Source URL: agriculture.house.gov Language: English - Date: 2011-12-07 16:10:18 United States securities law Self-regulatory organizations Financial services Financial Industry Regulatory Authority Financial regulation MF Global Net capital rule Broker-dealer Securities Investor Protection Corporation Financial economics Finance Financial system
283	Microsoft Word - Investment Policy FY[removed]WWW.doc Add to Reading List Source URL: www.clarkcountynv.gov Language: English - Date: 2011-08-12 14:24:19 United States housing bubble Financial markets Financial services Funds Subprime mortgage crisis Net capital rule Repurchase agreement Broker-dealer Credit rating agency Financial economics Investment Finance
284	Microsoft Word - 757019839_4.DOCX Add to Reading List Source URL: www.orrick.com Language: English - Date: 2014-04-21 14:26:16 Financial system Financial markets 73rd United States Congress United States Securities and Exchange Commission Broker-dealer Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Net capital rule Securities Exchange Act United States securities law Financial economics Finance
285	Asset Liability Management Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-05-14 13:47:31 Financial markets Finance Financial risk Liquidity risk Liquidity crisis Market liquidity Net capital rule Interbank lending market Financial economics United States housing bubble Economics
286	WeiserMazars_Capital Management_Revised Add to Reading List Source URL: weisermazars.com Language: English - Date: 2014-08-06 19:16:54 Business Public Company Accounting Oversight Board Net capital rule Audit Broker-dealer Regulation S-X Dodd–Frank Wall Street Reform and Consumer Protection Act Internal control Sarbanes–Oxley Act Auditing Accountancy Finance
287	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed]DLVISIOH OF MARKET REGULATION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-23 15:27:37 Financial system Net capital rule Short Broker-dealer Futures contract Margin Clearing Federal Reserve System Bank Financial markets Financial economics Finance
288	No-Action Letter: Morgan Stanley and Citigroup Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-14 10:12:52 Finance Financial services Broker-dealer Fixed income market Citigroup Morgan Stanley U.S. Securities and Exchange Commission Net capital rule Mutual fund scandal Investment Financial economics Primary dealers
289	July 14,2000 Michael A. Macchiaroli, Esq. Associate Director Division of Market Regulation 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-23 16:13:21 Stock market Financial services United States securities law Credit rating agency Securities Security Securities market Nationally recognized statistical rating organization Net capital rule Financial economics Finance Investment
290	UNITED STATES SECURlTlES AND EXCHANGE COMMISSION WASHINGTON. 0.C[removed]DIVISION OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-23 16:33:55 Financial system Financial regulation Financial services Broker-dealer Fixed income market Short Net capital rule Financial economics Financial markets Finance

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